United States Patent and Trademark Depository Library (PTDL)
Buder Branch Library, 4401 Hampton Avenue, which is South of Chippewa ave. at Eichelberger ave.
Saint Louis, Missouri 63109-2237
Tel: 314-352-2900
Fax: 314-241-4305
Contact: Ms Spruce Fraser
E-mail Address: sfraser@slpl.org
Web Page: www.slpl.org
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Service Name: PTDL Search Room Services
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Description of Service:
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-- Since a patent is not always granted when an application is filed, many inventors attempt to make their own search of the prior patents and publications before applying for a patent. This may be done in the Patent Search Room of the Patent and Trademark Office, and in libraries, located throughout the U.S., which have been designated as Patent and Trademark Depository Libraries (PTDLs). An inventor may make a preliminary search through the United States patents to discover if the particular invention or one similar to it has been shown in the prior patent. An inventor may also employ patent attorneys or agents to perform the preliminary search. This search is not always as complete as that made by the Patent and Trademark Office during the examination of an application, but only serves, as the name indicates, a preliminary purpose. For this reason, the Patent and Trademark Office examiner may, and often does, reject claims in an application on the basis of prior patents or publications not found in the preliminary search. -- "Strategic Goal 1: Optimize Patent Quality and Timeliness" -- -- "Why Is A Patent Search Important?" --
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"Conducting your own free patent search on the Internet" --
By Patent Agent Mark Manley
Many of my clients conduct a search for their inventions on Internet sites. There are several good websites to do this including www.google.com/patents; www.freepatentsonline.com and www.uspto.gov. Each site has advantages and disadvantages.
As a former U.S. Patent Examiner and Professional Patent Searcher, I can give you quite a few pointers that will help with your search:
Point 1: The reason to conduct a patent search is to find the closest related prior publications, including patents. Frequently inventors tell me that they did their own search and "Did not find anything." This is always a red flag for me, and that the search was almost certainly not complete. There are always 'prior art' patents, and the goal is to find the most similar things. Often times, you might just find a patent that solves the same problem.
Point 2: Your goal is to find the idea. As a Professional Searcher, I always start a patent search convinced that I will find an identical patent or at least a collection of patents that appear collectively to render the idea 'obvious.' I am always relieved when I do find the idea. This may seem mean spirited, as it tends to shoot the inventor's idea down, but far better to get it over with before the inventor invests more time and money. If the idea is already published, you need to find it.
Point 3: Search the problem in addition to searching for your solution. If you have a better traffic signal, you can search the terms 'traffic' and 'signal,' but you can also search terms like 'intersection,' 'safety,' and 'accident' that are related to the problem solving involvement.
Point 4: Make a game of it. Challenge yourself to find a similar patent and then challenge yourself to find even a more similar one.
Point 5: Take copies of what you find, so other people like investors and patent professionals can see the differences between what you have and what is already in the patents. When I am searching, it is not unusual for me to have copies of 20-30 patents that I have found.
Point 6: When your search fails to turn up your exact idea, go back and search some more. I often-times take a break for a day or two and come back with a fresh set of ideas.
Point 7: The U.S. Patent Examiner, in conducting a patent search on your idea, (if you should file an application), can combine multiple patents to reject your patent application. In fact, this combination is the most common rejection. So, if your idea has 3 elements (that we'll call A, B and C for this point of discussion), and if your U.S. Patent Examiner finds a reference patent with A and B combined, and the examiner also finds another related patent showing C, then this may be all the examiner would need to reject your application as 'obvious.' By 'related,' I mean generally in the same field of invention.
Point 8: Most Internet patent searches are based on word searching. You must put in several words that you think might most likely be in a patent document for a product like yours. U.S. patents are written in English, but if you have ever tried to read a patent, you might wonder where the patent practitioner learned to write? In drafting patent specifications, patent attorneys and agents are sometimes vague and sometimes very broad in their language. Patent practitioners also use words you will not find in most dictionaries. As a patent examiner, I used to chuckle at some of the words, such as the word 'elastomeric,' which means having the property of being elastic, or in more common language, 'springy' or 'rubbery'. In doing your search, you must try to anticipate the language choice of the patent practitioner and this can be difficult. Your best bet is to use as many combinations of different words as you can think of. Read patents from the field to come up with other words that you might use in your search.
Point 9: Patent documents come in three main varieties. Design patents; which protect the ornamental appearance of an item, utility patents, and published patent applications. Design patents are tough to search because they are based on pictures and not on words. The design patent contains a title only and that title is sometimes very vague, such as 'Bicycle'. Also be aware that some data bases do not contain all U.S. Patents and some do not contain published Patent Applications.
Point 10: Other references. In rejecting a Patent Application, an examiner can use any publication with a date. Examiners typically use mostly patent documents, but they can use journal articles, sales literature and Internet material, to name a few. Examiners have very little time to conduct their search and so they stick mostly to patent literature. But your search can include other resources and you should look carefully at competitive products.
Point 11: You have no duty to conduct a patent search, but if you file a patent application, you do have a duty to disclose similar references you are aware of to the U.S. Patent Office.
Point 12: One troubling aspect of patent searching is how to know if your search is complete? How do you know that you did not miss an important reference? In truth, patent searches do miss references. I usually conduct a first search and I keep searching until I keep seeing the same reference patents over and over and see nothing new that is similar. Then I will stop, take a break, usually for a day or two, and I'll come back and try again. Often during the break, I'll come up with new search term strategies.
Point 13: When you are conducting a patent search, you should find similar patents solving the same problem. One strategy is to use the patents you find to help you further your search. U.S. Patents contain a list of related patents that the examiners found in conducting their search. If the patent that you have found is similar, than the odds are that some of the patents cited are also similar to your device. This allows you to take advantage of what the U.S. Examiner found. Some databases will also give you a list of "Citing" patents. These are patents that include an examiner's citation. An easy way to think about it is that cited patents looks into the past before the patent, and citing patents look into the future after the patent is issued. The patents you find may contain a description of some of the 'prior art patents,' and may also list foreign patents and journal articles, and other non-patented material an examiner may have also found.
Point 14: You can conduct a Foreign Patent Search online. The foreign patents you find can be used by a U.S. Patent Examiner as references against any patent application that you may file. The Canadian Patent Office is www.cipo.ic.gc.ca and www.patents.com allows some European searching. Many other sites are available for various counties.
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Mark Manley is a patent agent and former US patent examiner. He is located in Sedalia, Missouri, but will work with clients anywhere. Mark can conduct a patent search for $400 and can file provisional and full patent applications. Cell: 660-287-4890
E-mail: mamanley@hotmail.com -- Paul Niemann
217-224-8194 · 800-337-5758
http://www.MarketLaunchers.com
niemann7@aol.com
Market Launchers, Inc. | 2614 South 24th Street | Quincy | IL | 62305
* * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * -- "USPTO 2008 Fiscal Year-End Results Demonstrate Commitment to Sustaining High Performance --
Patent and Trademark Operations Rose to Highest Performance Levels in Agency’s History" --
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President's Strategy for American Innovation
Posted Wednesday, September 30, 2009 by Jim Ruttler.
The Executive Office of the President has released a paper detailing the President’s strategy for American innovation. The essence of the paper is that bubble type growth in dot coms, housing, and finance are not sustainable drivers of economic activity. The President suggests that a returned focus on innovation is necessary for Americans to thrive in an increasingly competitive global economy. In order to achieve the goal of an innovation based economy, the President seeks to promote research, invest in education, improve our physical infrastructure, increase internet access, open capital markets, and implement policies that encourage innovation. Notably, the President believes that the government’s role should be in providing tools to foster innovation. With respect to the U.S. patent system, the paper stated:
“Intellectual property is to the digital age what physical goods were to the industrial age. We must ensure that intellectual property is protected in foreign markets and promote greater cooperation on international standards that allow our technologies to compete everywhere. The Administration is committed to ensuring that the United States Patent and Trademark Office has the resources, authority, and flexibility to administer the patent system effectively and issue high-quality patents on innovative intellectual property, while rejecting claims that do not merit patent protection.”
The paper can be read in its entirety at: http://www.patentlyo.com/sept-20-innovation-whitepaper_final.pdf.
-- -- The Independent Inventor gets a fair representation at the USPTO:
Provisional Patent Application --------------------------------------------------------------------------------------------------> > -- --
"How Inventors Can Deal with the Patent Backlog”
By Don Debelak of One Stop Invention Shop
As you probably have heard, the US Patent and Trademark Office (USPTO), has some problems. - For a number of years, there has been a battle raging over patent reform, with new Patent Acts proposed about every other year. The biggest problems facing inventors involve the backlog of patent applications. Not only can it take years to receive your patent, but also the Patent Office, in an attempt to deal with the backlog, is rejecting applications at record rates. This is certainly bad news for inventors, but if you read on, you can gain some tips in dealing with these problems.
At the end of 2008, there were over 1,200,000 total patent applications pending; about 800,000 of which were still awaiting first action. On average, it took 25.6 months for the Patent Office to take its first action with an application, despite the fact that under normal circumstances, it is only supposed to take 18 months for a patent to be issued! This is a serious and growing problem.
At the same time, there has been a lot of pressure for the quality of patents to increase. The Office of Patent Quality Assurance randomly pulls newly issued patents and reviews them. If they think the patent should have been rejected, the Patent Examiner who reviewed the application will get negative marks in his or her Performance Reviews. Then the Performance Reviews are used to determine employee bonuses. The result: Examiners err on the side of caution so that they don't lose their bonuses.
Furthermore, rejecting applications is the easiest way to make in-house work quotas and cut down on the backlog. To give you an idea on how much this has affected the way Examiners work, consider this: In the late 1990s, Examiners rejected less than 30% of all Patent Applications; in the second quarter of 2009, they rejected 59%!
Compound these difficulties: Two recent cases, KSR v. Teleflex and In Re Bilski, have also caused more changes and challenges for Patents. - KSR v. Teleflex was a case heard by the Supreme Court, that has changed the way "Obviousness" is defined for Patent Allowances, making it much more difficult to prove your Patent Application is "Non-obvious." - In Re Bilski, is a Lower Court Decision that greatly restricts Business Method Patents.
Is there hope? Yes. - The USPTO is starting to make some changes: First, the former USPTO director, John Dudas, resigned and soon there should be a new Director appointed who will hopefully turn the Patent Office around. Also current Acting Commissioner, Peggy Focarino, is starting some initiatives to train Examiners to work more efficiently and allow more Patents. Furthermore, In Re Bilski, is currently in front of the Supreme Court and many are hoping that the decision will be turned over. In addition, there is talk that Congress might legislate over KSR v. Teleflex to make it easier to receive Patents again.
So what should Inventors do to deal with these challenges? - We talked with Eric Hanscom, our Patent Law Associate, about how he is advising Inventors dealing with these challenges and what actions he has taken to deal with these changes.
"Our strategy in dealing with KSR and Bilski, is to examine the Office Actions, and in the many cases where the Application would have been likely to be allowed before KSR and Bilski, but is not probably 'not allowable' under the new laws, to file a Continuation-In-Part (CIP) Application and hope that the laws change before the CIP is examined," says Hanscom. With the long wait times at the USPTO, the chances are pretty good that something will change before a CIP is examined. The same goes for those who are facing Final Rejection. "We are also suggesting," says Hanscom, "that clients who are facing a 'Final Rejection', consider filing for RCE's (Requests for Continued Examination) or even appeal the Rejections." This again will buy them time and give them a chance to have changes take place before their Application is Re-examined.
To better deal with this situation, Hanscom has hired a former USPTO Examiner to help go over Office Actions and advise on strategy to get around KSR v. Teleflex and In Re Bilski.
Hanscom adds one other piece of advice.. The recent Egyptian Goddess case substantially strengthened Design Patents. Previously, he would only advise a client to get a Design Patent, if it wasn't possible to get a Utility Patent. But after KSR v. Teleflex, this is no longer the case. "Design Patents are much less expensive, have a much higher rate of success, (particularly after KSR and Bilski), and are examined much more quickly than Utility Patent Applications, (an average of 8 months, as opposed to a year or two for most Utility Patent Applications). Thus, until KSR is overturned, we are suggesting that clients who previously did not consider Design Patents, to seriously consider them." You will need to talk to him to find out if a Design Patent will work for you. But this will be good news for some Inventors, on how they can take advantage of this recent development.
So there is hope, and some ways you can deal with this troublesome situation. Although there are many Do-it-Yourself Patent Books, we have always recommended working with a Patent Professional to make sure you get the best protection possible and to maximize the chances of getting a patent. Now more than ever you will want the best advice available to make sure you get a patent. To contact Eric Hanscom, write him at eric@iciplaw.com
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Don Debelak has been working with Inventors for over 25 years. He and a team of expert associates run the One Stop Invention Shop, http://onestopinventionshop.net
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- NOTICE: DISCLOSURE DOCUMENT PROGRAM DISCONTINUED ON FEBRUARY 1ST, 2007 - -- -- You missed the boat: The cheapest way to protect your inventive idea, yet the riskiest, was by using the U.S. Disclosure Document Program. -- -- The BEST WAY is by seeing a patent attorney or patent agent to create a provisional patent application. -->> "USPTO to Give Patent Filers Accelerated Review Option - Preposal would guarantee final decision in 12 months." -- "R3 - Office of Advocacy - Small Business Regulatory Review and Reform Initiative" --
-- "Small Business Administration" -- a short list of topics that are among the most requested on the SBA site. --
-- "Securing Your Website" --
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Fees to Participant:
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-- Copies of existing permitted patent or trademark pages may be obtained for $.25 per single page. -- -- Patentlessons - Mini Lesson -- Inventors: You are forewarned, that if you fall off the IASL pathway, the following is what you can find: Gobbledygook & Legalese to the Nth degree. -- -->"Application for Patent" -- --> Come to think of it, "Even if Lincoln wasn't shot, he'd still be dead today!" ;-) -- --> "Find A Grave - Inventors" - your clue to 'boo who?' --> -- --> Board on Science, Technology, and Economic Policy -- --> "NASA Technical Support Package Categories" --- > "The only perfect science is hindsight." --- > "6 February 2002" -- --- > "The Most Powerful Microscope in the World" -- --> Entrepreneurs: "It's later than you think." --> Step Lively - Watch Your Step -- --> "Murphy Laws Website - Technology Laws" -- --> "Rube Goldberg Gallery" -- --> "Everything comes to him who hustles while he waits." -- Thomas A. Edison
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Those were the days when you were 'all thumbs.'
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--> Do you remember when you were a kid and you tried building a model from a kit? -- Your mom or dad had to help you. You said to yourself, "Someday, when I'm a big boy, I'll be able to do it all by myself." -- Now that you're grown, a prototype is a model of your invention and you may have to put it together by yourself? ;-) -- Take a break :-) I'm reminded of the story of the father who was taking his medicine and swallowing a pill in front of his small son: "Daddy, let me...let me!" insisted the child. -- The father gave the child the bottle that was protected by the safety cap. -- The child twisted and twisted and of course couldn't get the cap off. -- The father said sternly to the boy, "It knows you're too little to take grown-up's medicine." The bewildered child looked at him, "How does 'it' know that I'm not a 'big' boy?" -- The father smiled, "It knows ...it knows." --
-- "Prescription Drug Information and Health Information" -- --> Anyway, those many models that were made years ago when it was necessary to submit a model to gain a patent, can be seen here: -- "The History of the Rothschild Patent Model Museum" --> Also read "Invention Trivia 9811" - ('Vas u der, Cholly?' :-) then go back to the '40s, sit next to the radio and remember the answering of the telephone at "Duffy's Tavern": "Duffy's Tavern: Where the elite meet to eat meat. Archie the waiter speaking, Duffy's not here.." --> "Recording History" -- Our Invention Heroes - Those We Can Look Up To -- "The Invention Dimention: This Week's Hero"
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...the Office of Independ-ent Inventor Programs - was created in 1999 to provide the small entrepren-eurial and independ-ent inventors with a direct channel to the highest level of the Patent and Trademark Office.
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-- -- THE MEN IN CHARGE -- -- -- "President Obama Announces Intent to Nominate David Kappos as Patent and Trademark Director" --
-- "Director's Forum: David Kappos' Public Blog" -- -- "InventorsEye | Feb 2010 -- Patent Reform: Good for Independent Inventors and Small Businesses" --
An Open Letter to the Independent Inventor and Small Business Communities from Under Secretary of Commerce and USPTO Director David Kappos
-- "Keynote Remarks - of predecessor, James E. Rogan, at the American Bar Association/Intellectual Property Law Section IPL Summer Conference -- Philadelphia, PA on June 27, 2002" -- -- "Strategic Plan 21st Century" -- -- "Strategic Plan Fee Bill" -- Fee Analysis -- JOHN CALVERT -- Director of the Office of Independent Inventor Programs - which was created in 1999 to provide the small entrepreneurial and independent inventors with a direct channel to the highest level of the Patent and Trademark Office. -- -- OIIP has improved responsiveness to inventor needs by establishing customer service centers within each major patent and trademark examination division, developed various projects to counter the growing menace of fraudulent invention marketing firms, provided a variety of outreach educational tools for inventors, and helped expand the PTO web site with pages dedicated to serving special needs and interests of the independent inventor and entrepreneur.
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-- The Patent and Trademark Office (PTO) is an agency of the U.S. Department of Commerce. The role of the Patent and Trademark Office is to grant patents for the protection of inventions and to register trademarks.
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-- "Manual of Patent Examining Procedure"Edition 8 (E8), August 2001, Last Revision July 2010 Manual of Patent Examining Procedure (MPEP)
-- The Patent and Trademark Office (PTO) is an agency of the U.S. Department of Commerce. The role of the Patent and Trademark Office is to grant patents for the protection of inventions and to register trademarks. It serves the interest of inventors and businesses with respect to their inventions and corporate products and service identifications. It also advises and assists the bureaus and offices of the Department of Commerce and other agencies of the Government in matters involving "intellectual property" such as patents, trademarks and semiconductor mask works. Through the preservation, classification, and dissemination of patent information, the Office aids and encourages innovation and the scientific and technical advancement of the nation. In discharging its patent related duties, the Patent and Trademark Office examines applications and grants patents on inventions when applications are entitled to them; it publishes and disseminates patent information, records assignments of patents, maintains search files of U.S. and foreign patents, and maintains a search room for public use in examining issued patents and records. It supplies copies of patents and official records to the public. Similar functions are performed relating to trademarks. -- "Complete Collection of U.S. Patents Now Available on DVD-ROM" -- --
"Cassis Optical Disc Information"
http://www.uspto.gov/web/offices/ac/ido/ptdl/patreaso.htm
-- -- Thought of the day --
-- "All of the great achievers of the past have been visionary figures; they were men and women who projected into the future. They thought of what could be, rather than what already was, and then they moved themselves into action, to bring these things into fruition." --
-- Bob Proctor
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Provisional Patent Application- or - Provisional Application for Patent This will NOT mature into a Non-provisional Patent for which you must further apply with a Non-provisional Patent Application
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inventors_council@yahoogroups.com
From: marinakis44
Subject: [Inventors Council] Provisionals: panacea or placebo?
Date: Thursday, December 4, 2008 5:26 PM
By George Marinakis, George@ABQPatent.com
Some patent attorneys and agents charge very low rates to prepare a (sic)provisional, [Provisional Application for Patent], which makes them attractive to the poor man. I don't have the foggiest idea what these attorneys are selling. Low rates means low hours put in. For starters, I can't run a complete US search in less than four hours, and that's really pushing it. A complete national and international search can run me twelve hours over a period of a couple of weeks. Bear in mind a lot of that is going back and forth with the inventor, because it can take me that long to figure out exactly what the invention is. One inventor came to me with "a method for heating and cooling a house." It took me two weeks to figure out that what he really had was a new solar panel. A different group came to me with a improvement over their pending patent. It was an obvious improvement and therefore not patentable, but out of their pile of ideas we were eventually able to find a beautiful new system.
The point is, that except for straightforward mechanical devices (and
sometimes even for them), if I write a patent application for exactly what the inventor brings me, without a search and without extensive discussions, you're probably wasting your money. I'll put you in touch with a few inventors, if you want to hear it from them in person.
An aside: are international searches "worth it"? I know a guy whose
patent was declared invalid because it was subsequently shown that the Japanese had already made it. Why don't you ask him? I'd put you in touch, but even after a few years he still really really feels the sting.
I start working on a patent application by writing a complete set of claims. Provisionals don't need claims, but even if I am writing a provisional, I write complete claims, and then I just copy them into the specification. - Yes, I do write provisionals, but the provisionals I
write take just as much time and are just as complete as my non-provisionals. I can't imagine how to ensure that the invention is completely defined and disclosed, and distinguished from the prior art, without writing claims.
In order to enjoy the benefit of the provisional filing date, you have
to file your non-provisional within one year of the provisional---and the non-provisional application can have NO NEW MATTER. -- I once renamed a wire and a battery snap cap as a "remote battery snap cap," and the examiner objected to it as 'new matter.' The rule is that tight. That means your provisional better be complete. If you want to add new
matter, you have to file the non-provisional within a year anyway,
because after one year, your provisional will now be prior art, and as
prior art it will render your non-provisional as no longer new and as [cosequently] obvious.
And here's a possible scenario: you invent a widget. You file a provisional on May 1. You show it to Company on May 15. You improve the device and file a new provisional or non-provisional with the new matter on June 1. But Company already figured out the improvement and
filed their patent application on May 31, one day before you. -- Because
you added new matter you can't invoke the file date of the first provisional. You lose. Next time don't file and market prematurely.
This is not legal advice. No attorney-client relationship is created.
Copyright 2008 George Marinakis
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To: marinakis44, inventors_council@yahoogroups.com
From: patagent@evansville.net
Subject: Re: [Inventors Council]
Date: Thursday, December 4, 2008 10:33 PM
Minor point, you can add new matter at the time of the formal drafting, you just don't get the earlier priority date. You can also add to a provisional, and refile with the new matter, to establish a priority date prior to writing the formal.
So, while your horror story about the potential buyer filing his own improvement is an example of what could go wrong, that would have been precluded by just refiling the provisional prior to the potential buyer filing his.
Also, if the original provisional was inventive material, with that priority date, and a subsequent patent issued with the original material & priority date, the inventor may still have rights if the improved product infringed on the basic patent.
Also, I have had a case where the inventor revised his original submission three times before he finalized it, and we filed three additional provisionals (amended) in each case, and then filed the formal. It was a very well throught out formal.
Before provisionals, all too often an inventor would come in with his invention, we would make the formal filing, and then six weeks later he would come in with a major improvement. - As a practical matter, usually the provisional is the way to go. Not to save money, but to insure the best possible formal application.
I have found for mechanical or mechanical/electrical type products, as manufacturing developments, the advantages have outweighed the disadvantages, over the years, for my
clients.
However, this may well not be true for other types of inventions, such as pharmaceuticals, biological, or whatever & for other situations. I am merely speaking from my experience. I hope that helps. Best wishes to all, patagent@evansville.net
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To: Robert Scheinkman
From: patagent@evansville.net
Subject: Re: [Inventors Council] Provisionals: panacea or placebo?
Date: Friday, December 5, 2008 3:31 PM
Thank you. I am honored that your vernerable organization thought it of use.
I suspect too many attorneys "diss" provisiionals as they do give a chance for inventors to "test the waters" so to speak, informally, prior to filing a formal application. The inventors can
then drop the matter if they find a complete lack of interest, or perhaps they change their mind as they get deeper into the project. This means the practioner makes less money than otherwise on the application process.
Provisionals are a very powerful tool.
This past year I had a couple of articles on patents published in Machine Design. One, "Patent Myths" is on the inventor's resources page of my website. http://www.evansville.net/biz/patagent
Best wishes and highest regards.
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